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Audit Preparation Checklist

Organize documents, approvals, logs, training records, procedure files, and department evidence before review.

1. Audit Preparation Overview

Fields above are editable. Changes are saved automatically in your browser.

2. Audit Readiness Snapshot

Live updated

3. Document Checklist

Document / File Department Required For Status Owner Notes

4. Approval Records Checklist

Approval Record Related Policy / Action Approval Owner Date Status Gap / Follow-Up

5. Logs and Records Checklist

Log / Record Type Department Review Period Status Owner Notes

6. Training Records Checklist

Training Record Department Required Evidence Status Owner Notes

7. Procedure File Review

Procedure File Version Last Updated Approved By Status Review Comment

8. Department Evidence Checklist

Department Evidence Needed Current Status Main Gap Owner Priority

9. Gap and Risk Review

Gap Department Risk Level Why It Matters Required Action Owner Due Date

10. Pre-Audit Task Tracker

Task Department Priority Owner Due Date Status Notes

11. Review Questions

Add notes to track internal discussion or findings for each question.

12. Audit Readiness Categories

13. Management / Legal / Compliance Review Flags

Flagged Item Review Type Needed Reason Priority Recommended Next Step

14. Human Review and Audit Disclaimer

This tool supports audit preparation only. It does not certify audit readiness and must not replace official audit, compliance, legal, HR, finance, security, surveillance, regulatory, or management review processes.

Missing or incomplete evidence should be reviewed directly by the responsible department owner. Any legal, regulatory, responsible gambling, employee conduct, guest data, surveillance, or finance concerns must be escalated through official casino procedures.

Final readiness confirmation must be performed by authorized management.